Humayun’s Sojourn at the Safavid Court (A.D. 1543-44). PART 1

 Laura E. PARODI University of Genoa

Humayun’s Sojourn at the Safavid Court PARODI

 "Art history is more about continuing to ask questions

than about living with comfortable answers”

Toby FALK

In December 1543, the Mughal Emperor Humayun crossed the border into Iran, along with a few dozen followers, to seek asylum at the Safavid court after losing the throne of Hindustan at the hands of an ambitious Afghan jāgīrdār, Sher Khan Sur.1

Shah Tahmasp’s acceptance of the Emperor’s plea to enter his territory, on the official pretext of a pilgrimage to Makka, would soon disclose a unique opportunity for two of the great monarchs of the time to meet face-to-face, not in the throes of a battlefield, as is usually the case in world history, but in the ease and relaxed atmosphere of the court.


On his way to (and, later, from) the Shah’s court, Humayun was entertained by local authorities in all major cities, negotiated several digressions2 which took him virtually to all major shrines (where he spent nightly hours in prayer, made vows for his welfare and even left traces of his passage in verse),3 and longed for a whole month in the welcoming warmth of Herat, the former Timurid capital, now under Safavid control but still devoted to the Timurid cause, where he took part in the Nawruz celebrations.

In July 1544, in the neighbourhood of Qazvin, Humayun finally met Tahmasp. There followed a series of formal receptions and informal encounters.4 Relationships between the two monarchs were at times tense, probably due to Tahmasp’s demand of Humayun that he and his followers convert to the Shi‘i creed. But, altogether, this was an extraordinary occasion, whose effects on the development of Safavid-Mughal relations, both in the diplo matic and in the cultural domain, were of great consequence.5

It is widely acknowledged that Humayun’s sojourn at the Safavid court had an invaluable bearing on the development of the arts in Timurid India: some of the painters Humayun met while in Iran were, in fact, to join him soon after he regained a hold on Kabul, and would afterwards direct the first steps of the Mughal atelier in Hindustan.6 But the story has so often been repeated that we possibly risk missing part of the picture.

In fact, most scholarship on the subject still appears to rely on assessments first made when the Timurids, with their complex ideology, made up of Iranian and Turco-Mongol cultural features, were still imperfectly understood and far less known than the Safavids, their artistic creations generally labelled as “Persian”, and their legacy on successor dynasties largely ignored. Even Milo C. Beach (1987: 8), one of the undisputed authorities in the study of Mughal painting, in an essay published before such pioneering work as Golombek and Wilber’s (1988) or Lentz and Lowry’s (1989), which radically changed the course of Timurid studies, appears to share this view as he states that “Tahmasp was wealthy and immensely cultured; his court exemplified imperial splendour and power [and] Humayun, by establishing a visible association with Tahmasp, could therefore only increase in stature” (Beach 1987: 8).

Progress made by scholarship in recent years now makes a reassessment of this encoun ter possible, and the preliminary results of a research conducted on available material are indeed very promising.

Of the two protagonists, Tahmasp is doubtlessly the better known, or at least the one on whom more has been written. Aged thirty at the time, and reigning since the tender age of ten, Tahmasp, like his father Isma‘il, had been a very precocious child: appointed the nominal governor of Herat, the former Timurid capital, when he was barely two years old, he had spent six years there, in close contact with the city’s renowned literary and artistic circles. These had been invaluable for his formation, and he had returned to court with a highly developed taste and a remarkable personal interest in the visual arts.7

However, about the time of Humayun’s visit, the Safavid ruler was beginning to show the signs of a religious crisis that eventually led him to discontinue patronage of the arts. The Shah’s religious preoccupations actually surface several times during the two rulers’ encounters, at times seriously affecting their relationships.8

Who, on the other hand, was Humayun? Was his background really so different from Tahmasp’s? Did he really perceive himself as culturally, as well as politically, inferior to the Safavid Shah, as most scholarship appears to assume, besides the obvious embarrass ment of finding himself deprived of his throne and all of his wordly possessions, but for a handful of gems from the royal treasury he still kept with him (Tadhkīra: 67-68)?

Older by about six years,9 the Timurid ruler had seen his father Babur’s fortunes wax and wane in Central Asia while still a child, ruled over Badakhshan on his behalf and fought at his side on several occasions since the age of twelve. He had been Babur’s most trusted and capable general during the conquest of Hindustan,10 and had succeeded him in 1530. Soon, his reign had been troubled by revolts in the provinces, and his power challenged by his brother Kamran, who would provide the greatest hindrance to Mughal stability in the Subcontinent until Humayun’s painful decision to have him blinded and exiled (or, as was customary in those times, “granted permission to go to Makka”), in 1553.11

Early in his reign (1530-34), before the restless years began, Humayun had some time to show his taste for the beautiful: as his chronicler, the aged Khwandamir (formerly a historian at the court of Sultan-Husayn in Herat), relates, the Emperor founded a city called Dīnpanāh (Qānūn: ff. 82-84) and devised new styles of clothing, as well as wondrous pavilions meant to delight and impress12; Wescoat (1990) has vividly outlined the imprint he gave to the Mughal approach to urban and garden design. True to his Timurid origins, Humayun was also an accomplished man, both fond of the sciences (astronomy in particu lar)13 and an amateur poet.14 He can, moreover, be considered as the initiator of Mughal painting: his father Babur, who had a keen interest in architecture, makes several refer ences to, and even names, architects and builders who were in his employ (see for example Bāburnāma: ff. 291b and f. 357b), but never mentions painters or paintings done for him in his autobiography; on the other hand, there is evidence that Humayun had painters in his employ even before his sojourn at the Safavid court.15

Thus, the Mughal emperor can hardly be said to have been less cultured, or less inter ested in the arts, than Tahmasp; nor had his court been less rich or less sumptuous in its heyday.16 On the contrary, we should pay due attention to the fact that, despite his condition of refugee, Humayun still was a Timurid, descended from a lineage whose name still commanded respect. The Safavids’ rule over Iran, by contrast, had been established only a few decades earlier, and the dynasty arguably had at that time more enemies than admirers.17

Humayun is probably the least known, and least studied, among the “Great Mughals”: not only was his reign mostly one of warfare and exile, between the epic conquest of Hindustan under his father Babur and the prosperous fifty-year’s rule of his son Akbar, but the paucity of architectural and artistic evidence from his reign (at times controversially dated)18 and the almost complete absence of official chronicles (the Qānūn covering only its very first years) have probably contributed to discourage many.19

However, sometimes unofficial and unpretentious sources provide more reliable and less stereotyped information than official ones; and it is precisely this type of sources that we have at our disposal when examining the history of Humayun, particularly concerning his sojourn in Iran. For when Akbar succeeded his father, he too realised that the history of the dynasty had not been adequately documented; and he commanded all those who had been the direct witnesses of events to write down whatever they remembered about the late Emperor, so as to have Humayun’s life recorded and eventually included in the official history, the Akbarnāma. Three of these sources have come down to us, one of them incomplete, and two are of particular relevance in this context: the Tadhkīrat al-Vakiāt (hence Tadhkīra), by Jawhar, who was Humayun’s aftabachï (ewer-bearer) and had accom panied him in Iran, providing an extraordinary firsthand account; and the Humāyūnnāma, by Gulbadan, Humayun’s sister. Although Gulbadan is at times inaccurate with dates and historical circumstances (she was still a child when Humayun ascended the throne), and though her work is only partly preserved to us, both texts are invaluable for the insight they provide into the Emperor’s personality, including at times intimate, and even embarrassing, details which were carefully expunged from the official version of facts given in the Akbarnāma.20 The third of these sources, the Tadhkīra-i Humāyūn va Akbar, by Bayazid Bayat, is not comparable to the other two in detail and, consequently, importance, but it does provide some additional information.21 Other sources also add to the picture: the Bāburnāma and the Tabaqāt-i Bāburī in particular, for Humayun’s formative years; the Akbarnāma, on the other hand, gives insight into the official image the emperor’s son and successor wanted to impose; finally, Haydar Mirza Dughlat’s Tārīkh-i Rashīdī is of consid erable relevance in sketching out Humayun’s character and intellectual biography. Then, of course, there is previous historiographical work, among which Ray’s book Humāyūn in Persia (Ray 1948) still stands out.22

Although Humayun had entered Safavid territory with only his closest followers, in a sheer contrast to the multitudes of elephants and horsemen that had made up his army only a few years before,23 by the time he actually met Tahmasp, his morale must have been considerably higher, having by then spent over a month in Herat, the former Timurid capital (Ray 1948: 12-14), where he was welcomed and hailed as the legitimate heir of the Timurid throne, catalysing the hopes of the dispossessed Timurid élite. As Maria Szuppe (1992: 148) observes, in a contemporary work by Amir Mahmud, Khwandamir’s son, who had remained in Herat,

le personnage de Homāyun devient la projection de la nostalgie timouride, sentiment encore vivant à Herat vers le milieu du XVIe siècle. Remarquons pourtant le contraste entre cette image traditionnelle et la réalité du rôle historique joué par Homāyun, contraste que ses contemporains ne percevaient visiblement pas de même manière.

As I suggest elsewhere (Parodi, forthcoming), we should perhaps wonder whether it is not our perception that is distorted. When Humayun reached Herat, his exile from Hindustan had just begun, and no-one knew it was going to last twelve more years, eight of which were spent in continuous struggle with his brother; and of course, no-one could possibly imagine his life would be ended abruptly by a trivial accident (related in Akbar nāma I: f. 363) only six months after his return to Delhi. Moreover, at that time, his situation was not altogether unlike his father’s, whose political achievements are judged so differently by modern scholarship: Babur too had conquered and lost Samarkand (his real objective) three times; and had only resolved to conquer Hindustan once he had lost all hopes of wresting the former Timurid heartland from the Uzbeks (Bāburnāma: f. 145). We know from his personal witness that neither he, nor many of his followers, found Hindustan appealing (Bāburnāma: ff. 273b-274; 294b-295b).24 Humayun was ousted from Hindustan just like Babur had been ousted from Central Asia; by reconquering Kabul and, later, Hindustan, he would secure a throne for himself and his descendants, just like his father had. We may even question whether contemporaries actually perceived his misfor tunes as a “fifteen-year exile” at all: the bulk of it being represented by the years between 1544 and 1553, when Kamran and Humayun were contending over the Timurid throne (the real crux of the matter, besides any territorial considerations) in Kabul. Indeed, the whole geopolitical perspective in which Mughal history is usually set appears to be biased by an approach centred on “India” as conceived by the British Raj and, subsequently, by post Independence historians. When discussing 16th century Timurid history, such a perspective is entirely misleading.

It is thus only reasonable that contemporaries did not see as great a difference as we do between Babur and Humayun, especially against such a troubled background as that of early sixteenth-century Central Asia25; not to mention the fact that Babur had in his turn entered into an alliance with the Safavid Shah, in 1511, and that it was only with the aid of troops provided by Tahmasp’s father, Isma‘il, in exchange for a formal adhesion to Shi‘ism – in a complete parallel with Humayun’s situation – that he was temporarily able to reconquer Samarkand and hold it for a short while.26

Both Humayun and Babur, moreover, were scions of Timur, from whom (as is testified by their formal adhesion to Shi‘ism) they apparently inherited a liberal and unprejudiced attitude towards Islam, and a sheer pragmatism in politics. But there is also ground to support the hypothesis that, unlike perhaps Babur in respect to Isma‘il, Humayun had reasons to feel superior to Tahmasp: he had been the ruler of a much larger and wealthier country (a revealing incident, mentioned in Tadhkīra: f. 75, will be discussed below) and, besides this, as some clues appear to indicate, he was possibly acknowledged as a man with a saintly aura and the reputation of a worker of miracles (Tadhkīra: f. 57). Jawhar reports this as the people’s opinion after an officer who had deserted Humayun died soon after the emperor had cursed him; he also relates other significant episodes: for example how, finding the gate to the Mashhad shrine locked upon his first visit (it was late at night), the Emperor turned away, then retraced his steps and, after invoking the Imam, broke the chain open by the simple touch of his hand (Tadhkīra: f. 67b).

This may be taken as just poor evidence, especially considering that the latter ‘miracle’ occurred by the intercession of the Imam Riza. However, Humayun’s saintly reputation is better taken seriously, at least by those interested in the history of culture: it is something I repeatedly came across while researching the issues connected with the construction and perception of the Emperor’s mausoleum (built by Akbar in Delhi in 1662-71). Both the form of the tomb, recalling that of Central Asian shrines, and the way Humayun is presented in the Akbarnāma27 appear to point to the fact that the Emperor was exalted, after his death,

as a saintly ancestor and a protector of his lineage (see Parodi, forthcoming). To a large extent, this reputation must have been due to some specific trait in Humayun’s personality, and/or to his deliberate choice to make such an impression already in his lifetime.28 But Humayun also had, so-to-say, the necessary ‘pedigree’ for it, since his mother was, ac cording to Mughal sources, a descendant of Ahmad Jami (Akbarnāma I: f. 121). Through a carefully planned (though initially contrasted) matrimonial alliance with a girl from the same lineage, Humayun secured an even clearer ‘saintly pedigree’ for his son, Akbar.29 In this sense, Humayun’s role as a partial forerunner for Akbar’s religious policies, and the latter’s purported role as a mujtahid, is worthy of attention. I shall return to this point.

Humayun’s saintly aura, or the construction of it, does not appear unusual against the political and social background of the times; politics, in the late 15th and early 16th century, was deeply imbued with mysticism, the most pertinent and recent precedent being that of Tahmasp’s father, Isma‘il.30 Indeed, it is perhaps not too far-fetched to hypothesise that Humayun had actually drawn inspiration from the latter (rather than from Tahmasp, as is usually claimed), possibly in the context of a political programme for which a clue may be envisaged in the name Dīnpanāh (literally, Asylum of the Faith) Humayun chose for the city he founded in 1533 (see Qānūn: ff. 82-84). Could it have been intended as a sanctuary (specifically aimed at the Timurid élite) against Safavid intolerance?


Although Khwandamir’s account of Humayun’s institutions only covers the first few years of his reign, and despite its pompous and literary style which often conceals more than it reveals, the text provides interesting clues to support this hypothesis. The most remarkable is probably the description of the Crown of Magnificence (Tāj-i ‘Izzat) Humayun had devised and adopted for himself and the members of his court. Like most of the institutions and features described in the Qānūn, it is usually interpreted as one of several extravagant innovations introduced by the Emperor, in accordance with a scholarly approach that has consistently viewed Humayun as an eccentric and somewhat frivolous man. I know of no serious attempt to place his institutions in an organic context, nor, with the exception of Adle (2000: 173), of any attempt at reconciling the description of the Tāj-i ‘Izzat with evidence from contemporary miniatures. This may be partly due to the fact that most scholarship, especially when it comes to art history, still relies on very old and often inaccurate English translations; still, this silence is remarkable.

On the other hand, an accurate reading of the Persian text of the Qānūn makes it possible to identify the Tāj with the headgear appearing in Humayuni miniatures: a sort of innov-  ative and colourful reinterpretation of the turban, wound around a Mongol cap, that is seen in all surviving paintings from his reign (Figs. 1 and 2) and is one of the safest ways of dating works which could otherwise be mistaken, at least in some instances, for products of Akbar’s workshops. None of these miniatures date earlier than Humayun’s return to Kabul after his sojourn at Tahmasp’s court, and some of them have been ascribed to the Safavid masters he first met in Iran; but the headgear they shown can, indeed, be reconciled with Khwandamir’s description31:

The “Crown of Magnificence” (Tāj-i ‘Izzat) represents the fulfilling of the ideas of this beloved descendant of the caliphs. It is sewn with precious fabrics such as velvet from the West, golden brocade, multicoloured tāja,32 rough material and high-quality woollen squares. This headdress, so rich and colourful, is made of several clefts33 and many bands. On both sides of the turban, there is a “v”-shaped vent. If the two vents are put close, we can see two “v”s which in algebra correspond to number seventy-seven (vv), a clear ref erence to the word ‘izz34 that means honour and high rank. Thus, this styling and this ornament, whose qualities far exceed the mere description that can be made, has been known everywhere under the name of Tāj-i ‘Izzat.

The king’s headdress is of one colour, whereas that of the high dignitaries of the court has the clefts and the inner part of the turban of a colour, and the other parts of another one.35

Furthermore, the one who rules over seas and countries provides each notable with a different hat, thus freeing them from unworthy clothes, and bestowing a Tāj on those at the top of the hierarchy.

Although the rendering of the characteristic ‘Humayuni turban’ in contemporary miniatures does not include all the details given by Khwandamir (such representations are highly conventional), a large V-shaped vent is clearly visible, and appears as its most salient feature; supposing the back side (which is never shown) had one too, we would have a strong element to reconcile the depictions with the description.36 Even more importantly,

there is reason to believe that the introduction of the Tāj-i ‘Izzat was far more than an innovation in the field of fashion: Khwandamir’s description immediately brings to mind the Safavids’ characteristic turban, the Tāj-i Haydarī. The latter had reportedly been adopted by Isma’il’s father, Haydar, after the Imam ‘Ali had described it to him in a dream.37 Interestingly, the dream itself has an almost direct parallel with Humayun’s bio graphy, since we are told that Ahmad Jami, dressed in green, had appeared to him in a dream to predict the birth of a son “from his lineage”, Akbar (Humāyūnnāma: 145).38

The regular experience of this kind of dreams is especially present in the Eastern Islamic world in the early decades of the sixteenth century,39 and may be understood as part of a conscious attempt on the part of rulers to shroud themselves in an aura of mystical cha risma, at a time when the Caliphs’ authority was no longer there to claim it.40 And if Haydar, or Isma‘il, Safavi provide a precedent for the Mughals, the remarkable importance of dreams in Akbar’s official sources is clearly anticipated by his father’s experience. This is only one of several instances in which Humayun appears to have been a forerunner for his much better known son and successor.41

The existence in Timurid India of a headgear whose imagery was centred on the number seven, as against the number twelve of the Tāj-i Haydarī, nearly a decade before Humayun’s visit to the Persian court, far from being the expression of an eccentric character, as it has so far been interpreted, deserves all our attention: it points to the fact that the Emperor had his Safavid counterpart well in mind, even before meeting Tahmasp under the pressure of circumstances. We may even venture to hypothesize that the Tāj was part of a political project in which Humayun’s mystical aura would have had some place, had everything not been overwhelmed by political pressures.

Jawhar reports an interesting episode, that is worth discussing in connection with this issue: when Bayram Beg, who had been sent as an envoy to Tahmasp in advance of the royal party, was received at court, the Shah ordered him to shave his hair, and wear a Tāj-i Haydarī, but the nobleman represented that he was the servant of another person, and could only obey his orders (Tadhkīra: f. 69). The episode has always been considered as an anticipation of the Shah’s request of Humayun and his people to convert to Shi‘ism; but Bayram Beg, a Qaraqoyunlu nobleman, already was a Shi‘i (Ray 1948: 40), which is why he was chosen as envoy in the first place. His refusal to wear the Tāj-i Haydarī, therefore, must be explained otherwise. And why not, indeed, as a matter of Tāj-i Haydarī versus Tāj-i ‘Izzat or, in other words, a controversy regarding symbols of mystical-political affiliations?

A few decades later, Akbar’s political-religious synthesis – the Dīn- (or Tawͥīd)-i Ilāhī – would significantly be based on a pīr/murīd-like relationship, symbolized by a shast (a word usually referred to the thread worn by Brahmins),42 bearing the phrase “Allahu Akbar” (Ā‘īn-i Akbarī I: 174-5).43 Affiliation to the Dīn-i Ilāhī, and the honour of the shast, had to be gained through an initiation. This was probably the case already with the Tāj-i ‘Izzat, for, as Khwandamir writes44:

The Author himself, even before he got the [current] honour, in a qasīda composed in honour of the king, defender of the world (Jahānbānī), had so reported:

“My head didn’t receive from the king the honour of the rank hat, 

Therefore I fell, disheartened and lost”.

From this brief (but precious) reference, it may be inferred that the Tāj was a special honour, possibly subject to a process of initiation, since even the old and venerable Timurid historian had to earn it for himself.

Humayuni miniatures would seem to confirm this: although generally regarded as ‘the’ turban typical of Humayun’s reign, the Tāj-i ‘Izzat is not worn by all and sundry in con temporary paintings: only the highest dignitaries and people closest to the Emperor wear it; all others (servants in particular) either wear Mongol caps or, more frequently, standard Timurid turbans.45 This so far unnoticed feature indicates that the use of this highly original headgear was not just a matter of fashion, but signified a precise status, rank, or (in a parallel with Akbar’s Dīn-i Ilāhī) degree of proximity to the Emperor.

Odd as the idea of Humayun as the head of a sort of ‘mystical brotherhood’ may seem, it is not out of place in its historical context, and the relative lack of evidence in contem porary sources should not surprise: what official sources do we have, besides the Qānūn, and that, too, covering only the first three years of Humayun’s reign? And even if we had more, should we expect them to deal with the issue in detail? As concerns the Dīn-i Ilāhī, the Ā‘īn-i Akbarī does not; were it not for Bada‘oni’s work (in some sense an “unauthorised biography” of Akbar) and the information provided by the Jesuite Fathers, little about this institution would be known; perhaps even too little for it to have attracted significant scholarly attention.

In spite of all these difficulties, a careful reading of Khwandamir’s passage does yield further information. It indicates, for example, that Humayun’s title Jahānbānī (Protector of the World), usually regarded as the emperor’s posthumous name along with Jannat Ashiyānī,46 was already ascribed to him in his lifetime. This is another detail that has so far been entirely overlooked by scholarship (including myself). Yet, such a title is entirely consonant with the city’s name of Dīnpanāh, and with the hypothesis of an attempt, on the part of Humayun, at creating an aura of sanctity around his figure.

It is worth recalling that Humayun was a child of three, and a direct witness of events, at the time when Babur entered into an alliance with Isma‘il Safavi in an attempt to win back Samarkand from the Uzbeks.47 The corresponding section of the Bāburnāma is sadly lost to us; but we may presume that, as a sign of his acceptance of the Shi‘i creed, Babur and his men were required to shave their heads and wear the Tāj-i Haydarī. This could have made an impression on the child Humayun, and the future emperor may later have been drawn to the idea of adopting similar paraphernalia to exalt his public image. They would have served him well in laying down the ideological, as well as social, foundations of the Indo Timurid state.

Babur’s conquest of Hindustan had been a military adventure, many of whose prot agonists had soon made their way back to Central Asia; despite all subsequent scholarly rhetoric, based essentially on Erskine’s enthusiastic assessment (1854), Humayun had not inherited anything like a state as he ascended the throne. Indeed, many of the institutions described in the Qānūn, fanciful as they may seem, appear to aim at a very concrete object ive: that of centralising power in the sovereign’s hands, and minimising tensions among different power groups at court. This, in turn, was probably inspired by, and at the same time projected against, the changing international scenario within the early sixteenth century Muslim world, where the Ottomans and, subsequently, the Safavids were in the process of transforming polities based on tribal alliances in the tradition of “steppe em pires” into centralised states headed by charismatic sovereigns endowed with a highly spiritual, as well as temporal, authority (see Necipoālu 1993: 306, 309). This was a far cry from Timur’s legacy and political approach, which was still embodied by Babur (as well as by Humayun’s brother, Kamran); and Humayun (not Akbar, as is usually claimed) appears to be the first Timurid fully aware of the changing international context, and the first to act in response to it. It is possible that the opposition he met with, and the temporary loss of Hindustan and the Timurid throne, were motivated by resistance to these reforms, both from other members of the Timurid family and from the Timurid amīrs at large. The issue is, of course, too complex to be discussed in detail in the context of the present essay; but there is at least one hint of recognition of Humayun’s precursory role in previous schol arship that is worth mentioning (Streusand 1989: 36-37):

[Humayun] introduced a new model of administration and social structure, which suggests that he intended major changes in the doctrine of kingship. He divided the imperial servants into three groups […] The classification of other Tīmūrids with imperial servants marks the abandonment of the concept of the appanage state and modification of the doctrine of collective sovereignty. Being a Tīmūrid no longer made a prince a co-sover eign, entitled to an autonomous domain. He became a servant of the current ruler and his potential successor. [...] Humāyūn spent most of his career dealing with consequences of collective sovereignty [and] most likely sought to modify the doctrine of collective sover eignty in response to this ordeal. His idea is an important, but hitherto unnoticed, precedent for Akbar’s programme.

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